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posted 2 weeks ago
While challenges to tribunal and arbitrator decisions are relatively common, it is far less frequent for parties to contest determinations made by the arbitral institution itself. In DMZ v DNA the Singapore Court of Appeal was faced with the question of the extent to which a Singapore court (as the seat) would intervene in decisions made by an arbitral institution. The Court was steadfast in maintaining its policy of minimal curial intervention, holding that procedural decisions by arbitral institutions are excluded from review by the Singapore courts
In this update, we unpack the Court’s decision and its significance in the context of the changes introduced in the latest iteration of the Singapore International Arbitration Centre (“SIAC”) Rules, 2025.
Background
The appeal arose from a disagreement as to the date on which the arbitration commenced. This was material as a time bar would have taken effect past a certain date.
The respondent in the appeal (“DNA”) had entered into five sale contracts with the appellant (“DMZ”), each providing for SIAC arbitration. Seeking claims for non-payment, DNA filed a notice of arbitration (“NOA”) on 24 June 2024, shortly before the 1 July 2024 time bar.
On 26 June 2024, the SIAC wrote to DNA to clarify the precise arbitration clauses that DNA had sought to invoke. DNA responded a week later on 3 July 2024 (after the time bar). Following further exchanges, the SIAC deemed that the arbitration commenced on 3 July 2024 on the basis that the substantive requirements for the NOA were only substantially complied with after the respondent’s clarification. DNA thereafter requested the SIAC to amend the commencement date to the date on which the NOAs were filed. After deliberation, the SIAC agreed and amended the date of commencement to 24 June 2024 (“Amended Decision”).
Dissatisfied, DMZ challenged the Amended Decision in the Singapore Courts seeking, chiefly, a declaration that the commencement date of the arbitration was 3 July 2024 and for the Amended Decision to be set aside. The matter came before the High Court, which found in favour of DNA. The Court of Appeal upheld the High Court’s decision.
Court has no power to intervene in procedural decisions of the SIAC
The Singapore courts have long stayed away from interfering with procedural and administrative decisions of the arbitral tribunal in the conduct of arbitral proceedings.¹ The Court of Appeal declined to interfere with the Amended Decision, holding that the same principle extends to decisions by arbitral institutions. The Court emphasised three points:
1) Minimal curial intervention: Judicial intervention is confined to specific, limited grounds. Unless expressly provided under legislation, “there was simply no room for the court to intervene in a procedural ruling which was made pursuant to the rules that the parties have agreed to” (at [48]).
2) Waiver of right of review: The appellant had waived its right to bring an appeal against or to seek a review of any decision of the SIAC Registrar before any judicial authority under Rule 40.2 of the SIAC Rules 2016 (Rule 63.4 of the SIAC Rules 2025).
3) Recourse of aggrieved party: If a party is aggrieved by the decision of the SIAC, its recourse is first to raise this issue before the arbitral tribunal and second to set aside the final award if it is affected by the Amended Decision.
Key takeaways
The Court’s decision is significant as the SIAC Rules 2025 expanded the SIAC’s role in administering arbitrations, generally in relation to matters pre-constitution of tribunal. Notably, the SIAC (including its President, Registrar and the SIAC Court) now has the power to make determinations including in relation to:
The SIAC’s decisions in relation to the disapplication of the Streamlined Procedure under Rule 13, the application of the Expedited Procedure under Rule 14, and the consolidation of arbitrations under Rule 16 are arguably the types of decisions in which a Singapore court would be slow to intervene following DMZ v DNA.
However, it remains to be seen whether DMZ v DNA would apply to determinations made in relation to a prima facie jurisdictional objection under Rule 8. Rule 8.3 provides that in the event the SIAC Court determines that the arbitration shall not proceed, in whole or in part, the Registrar shall terminate the arbitration in accordance with the decision of the SIAC Court. The SIAC’s determination under this rule would arguably go beyond mere administration of the proceedings and impact the substantive rights of the parties.
There is a separate question as to whether Rule 63.4 (which states that parties waive any right of appeal or review in respect of any decision of the SIAC, insofar as such waiver can be validly made) precludes a party from challenging the SIAC Court’s determination under Rule 8.3.² A party facing a decision of the SIAC that impacts its substantive rights, such as a claimant whose arbitration is terminated by the Registrar pursuant to Rule 8.3, may argue that no waiver can be validly made in such context, and Rule 63.4 accordingly does not apply.
That said, DMZ v DNA reinforces Singapore’s emphasis on promoting party autonomy in arbitration – procedural and administrative rulings of the parties’ chosen arbitral institution would not be susceptible to court intervention. This would be a relevant consideration for parties negotiating arbitration clauses.
Our commercial disputes team regularly advises international clients on the scope and interpretation of arbitration agreements, the conduct of arbitrations across various institutional rules, as well as the enforcement of awards across jurisdictions.
For more information on assistance with navigating an arbitration, please contact:
Una Khng (una.khng@helmsmanlaw.com)
Daniel Ho (daniel.ho@helmsmanlaw.com)
Asher Chin (asher.chin@helmsmanlaw.com)
¹ PT Pukuafu Indah v Newmont Indonesia Ltd [2012] 4 SLR 1157 at [20] and Republic of India v Vedanta Resources plc [2021] 2 SLR 354 at [50].
² “The parties waive any right of appeal or review in respect of any decisions of the SIAC Court, the President, the Vice President, the Registrar, and the SIAC Secretariat to any court or other judicial authority insofar as such waiver can be validly made”.
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